Investor Charter

Investor Charter in respect of Research Analyst (RA)

A. Vision and Mission Statements for investors.

Vision: Invest with knowledge & safety.

Mission: Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Details of business transacted by the Research Analyst with respect to the investors

To publish research reports based on the research activities of the RA.
To provide an independent unbiased view on securities.
To offer unbiased recommendation, disclosing the financial interests in recommended securities.
To provide research recommendation, based on analysis of publicly available information and known observations.
To conduct audit annually.

C. Details of services provided to investors (No Indicative Timelines) Onboarding of Clients Disclosure to Clients:

1. To distribute research reports and recommendations to the clients without discrimination.

2. To maintain confidentiality w.r.t publication of the research report until made available in the public domain.

D. Details of grievance redressal mechanism and how to access it

In case of any grievance / complaint, an investor should approach the concerned research analyst and shall ensure that the grievance is resolved within 30 days. If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s SCORES portal which is a centralized web based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint. With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.

E. Expectations from the investors (Responsibilities of investors)

Do’s

i. Always deal with SEBI registered Research Analyst.
ii. Ensure that the Research Analyst has a valid registration certificate.
iii. Check for SEBI registration number.
iv. Please refer to the list of all SEBI registered Research Analysts which is available on

SEBI website in the following link:

https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes &intmId=14

v. Always pay attention towards disclosures made in the research reports before investing. vi. Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.
vii. Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.

viii. Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
ix. Inform SEBI about Research Analyst offering assured or guaranteed returns.

Don’ts

i. Do not provide funds for investment to the Research Analyst
ii. Don’t fall prey to luring advertisements or market rumours.
iii. Do not get attracted to limited period discount or other incentive, gifts, etc. offered by

Research Analyst.
iv. Do not share login credentials and password of your trading and demat accounts with the

Research Analyst.

Investor Charter - Annexure- B as per Circular No SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 dated December 13, 2021

Complaint Data to be displayed by Research Analyst

Name of Organisation – Stocksovet Research Services Private Limited

Status – SEBI registered Research Analyst

SEBI Registration Number – INH000016366

Data for the month ending – <<>>, November 2024

Document

Sr No	Recieved from	Pending at the end of last month	Recieved	Resolved	Total Pending	Pending Complaints>3months	Average Resolution time(in days)
1	Directly Investors	nil	nil	nil	nil	nil	nil
2	SEBI(SCORES)	nil	nil	nil	nil	nil	nil
3	Other Sourcec (If any)	nil	nil	nil	nil	nil	nil

Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Document

Sr No	Month	Carried forward from previous month	Received	Resolved	Pending
1	April 2024	nil	nil	nil	nil
2	May 2024	nil	nil	nil	nil
3	June 2024	nil	nil	nil	nil
4	July 2024	nil	nil	nil	nil
5	August 2024	nil	nil	nil	nil
6	September 2024	nil	nil	nil	nil
7	October 2024	nil	nil	nil	nil
8	November 2024	nil	nil	nil	nil
	Grand Total	nil	nil	nil	nil

Trend of annual disposal of Complaints

Document

Sr No	Year	Carried forward from previous month	Received	Resolved	Pending
1	2023-2024	nil	nil	nil	nil
	Grand Total	nil	nil	nil	nil

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.